Regional Operations Manager (Pacific Northwest)
Company: Oppenheimer & Co. Inc.
Location: Seattle
Posted on: February 15, 2026
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Job Description:
Job Description Job Description Who We Are: Oppenheimer & Co.
Inc. (“Oppenheimer”) is a leading middle-market investment bank and
full service broker-dealer. With roots tracing back to 1881, the
Company is engaged in a broad range of activities in the financial
services industry, including retail securities brokerage,
institutional sales and trading, investment banking (both corporate
and public finance), equity & fixed income research, market making,
trust services and investment advisory and asset management
services. Job Description: The firm is seeking a Registered
Regional Operations Manager to join Private Client Division in our
Pacific Northwest Region. This position will report directly to the
National Branch Operations Administrator with secondary reporting
to the Branch Managers in their region. The candidate will be
responsible for the day-to-day supervision and workflow of all
operations functions which include, but are not limited to the
following: Responsibilities: All money movement, fund disbursement
and/or fund receipt activity, in accordance with FINRA rules All
order processing, including cancelations, corrections and other
critical order-related workflow, including client service inquiries
and resolutions Account opening Supervisory engagement with local
resources (i.e. Branch Control Officer) to fulfill supervisory
requirements Train and lead operational support staff Acts as
liaison between the Branch and all Firm infrastructure areas
Support Financial Professional onboarding Provides any special
support as requested by Branch Manager Qualifications: At least 5
years of brokerage/financial services experience along with
management experience FINRA Registrations: Series 7, 63 required;
in addition to 8 or 9 & 10 Strong attention to detail and accuracy
Ability to navigate multiple computer systems, applications, and
utilize search tools to find information Excellent verbal, written,
and interpersonal communication skills Effective organizational,
multi-tasking, and prioritizing skills Able to work independently,
proactively and innovatively while exercising sound judgment
Intelligent, enthusiastic self-starter with proven ability to work
closely with Financial Advisors and other team members High ethical
standards Excellent time management conflict resolution skills
Strong working knowledge of Microsoft Office Suite Compensation:
For job postings in Washington, Oppenheimer is required by law to
include a reasonable estimate of the salary range for this role.
This salary range is specific to the State of Washington and takes
into account the wide range of factors that are considered in
making salary decisions including but not limited to your skills,
qualifications, experience, licensure and certifications, and other
business and organizational needs. The current base salary range
offered for this role is between $80,000.00 - $125,000.00 per year.
Also, certain positions are eligible for additional forms of
compensation such as discretionary bonus. Oppenheimer & Co. Inc.
offers a comprehensive benefits package for eligible employees
which may include Health, Dental, Vision, Mental Health & Wellness
programs, 401(K), and PTO benefits. Oppenheimer & Co. Inc. offers
paid family medical leave and disability benefits to eligible
employees where required by applicable law. The compensation range
and benefits for this position are based on a full-time schedule
for a full calendar year. The salary will vary depending on your
job-related skills, experience and location. Pay increment and
frequency of pay will be in accordance with employment
classification and applicable laws. For part time roles, your
compensation and benefits will be adjusted to reflect your hours.
Benefits may be pro-rated for those who start working during the
calendar year. Oppenheimer & Co. Inc. will not be providing visa
sponsorship for this position now or in the future. Therefore, in
order to be considered for this position, you must have the ability
to work without a need for current or future visa sponsorship.
Keywords: Oppenheimer & Co. Inc., Redmond , Regional Operations Manager (Pacific Northwest), Accounting, Auditing , Seattle, Washington
